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RED7Seven serves a diverse client base that includes families, individuals, trusts, and corporate retirement/ pension plans.
Credential Research
Copyright © 2011 RED Seven Wealth Management . All rights reserved
Registered Representative, Securities offered through Cambridge Investment Research, Inc., a Broker/Dealer, Member FINRA/SPIC
Advisory services offered through Cambridge Investment Research Advisors, Inc.,a Registered Investment Advisor
RED Seven Wealth Management, and Cambridge are not affiliated
Defined Plan sponsors -
As an Accredited Investment Fiduciary, we establish and monitor adherence to a standard of excellence for investment stewards. We assist with the establishment and implementation of practices outlined in the “Prudent Practices for Investment Stewards” handbook. Our “Investment Committee Compliance Manual” is a resource designed to assist with this process.
Fiduciary Guidance
As independent Registered Investment Advisors and CERTIFIED FINANCIAL PLANNER™ professionals, we take a consultative approach to plan design. After identifying the needs, goals, and demographics of a plan sponsor and their employees, we can create a plan that efficiently and effectively addresses them.
Plan Design
Once a plan design is determined, product and service providers are chosen to assist with the implementation process. This process requires a technical understanding of ERISA regulations, DOL guidelines, securities industry, and insurance. We provide guidance with the initial selection of products and services as well as ongoing monitoring to maintain compliance.
Plan Evaluation & Monitoring
Once product and service providers have been selected, the available list of investments needs to be screened to assure compliance with the investment policy statement. Periodic monitoring is necessary to maintain compliance with the investment policy statement. We utilize FI360 software to assist with this process.
Investment Selection & Monitoring
Employee Education
As CERTIFIED FINANCIAL PLANNER™ professionals, and former community college instructors,
we can provide comprehensive financial planning education which includes approximately
7 hours of curriculum.In addition we provide plan-